KOR Group Expert Consulting Services


KOR Group LLC is a compliance consultancy that provides expert consulting services on all aspects of capital markets specializing in best execution, order routing, high-frequency trading, mock examinations and back office operational compliance.

We review financial services firms' policies, procedures and practices for compliance and business risks. 

We also provide strategic and technical advice regarding private litigation as well as investigations by federal and state regulators or prosecutors. Our services include helping in the preperation of key facts analysis and expert witness testimony.

Today’s trading markets are highly complex and you cannot afford to overlook the latest changes in market policy that affect your business.

Past and current clients include institutional asset managers, pension plans, registered investment advisers, stock exchanges, alternative trading systems, proprietary trading firms, US government agencies and more.