KOR Group to Visit with Congressional & Regulatory Stakeholders

On April 22nd-23rd, Chris Nagy & Dave Lauer will be meeting with Congressional and regulatory stakeholders within SEC and FINRA to discuss various market-structure related issues, including:

  • The need to modernize SEC Rules 605 & 606
  • H.R. 3448 "Small Cap Liquidity Reform Act of 2013
  • "Trade-at" and the maker-taker model
  • Section 31 fees and Transaction Taxes

A full recap of the discussions will be available to KOR Group members.