KOR Group to visit with Congressional and Regulatory Stakeholders

On September 17th & 18th, Chris Nagy & Dave Lauer will be meeting with Congressional staff and the Securities and Exchange Commission to discuss various market-structure related issues, including:

  • Modernizing SEC Rules 605 & 606 including adding metrics to the Options and OTC markets.
  • SEC proposed regulation S7-22-08
  • Best Execution
  • Release No. 34-72460 (Plan to Implement at Tick Size Pilot Program)
  • Healthy Markets

A full recap of the discussions will be available to KOR Group members.